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Change management: ADKAR and Kotter 8-step

Change management is the structured approach to transitioning people and organizations from the current state to the improved state. In the 2022 CSSBB Body of Knowledge, organizational roadblocks and change management sit under Section I (Organization-wide Planning and Deployment, Leadership), with related team topics in Section III (Team Management). The Black Belt applies it from Define onward, not just at the end of the project.

ADKAR model (Prosci)

ADKAR describes the five building blocks that an individual must achieve for a change to succeed:

StageWhat must happenBB action if stuck
AwarenessPeople understand why the change is necessaryCommunicate the burning platform — what happens if the current state continues
DesirePeople want to participate and support the changeIdentify resistance drivers (fear of job loss, extra work, past failures); address root causes of resistance, not symptoms
KnowledgePeople know how to change (skills, processes, tools)Targeted training; job aids; peer mentoring
AbilityPeople can demonstrate the change in practicePractice, coaching, feedback loops; remove barriers to performance
ReinforcementChanges are sustained and do not regressRecognition, performance metrics, audits, feedback on sustained results

The ADKAR model is individual-focused. If a team member cannot sustain a change, diagnose which ADKAR stage they are stuck in — then focus on that first barrier point; later stages rarely stick until it is resolved.

Kotter 8-step model

Kotter's model is organization-focused and is typically applied to larger transformations. The steps below are the updated wording from Kotter's Accelerate (2014):

  1. Create urgency
  2. Build a guiding coalition
  3. Form a strategic vision
  4. Enlist volunteers
  5. Enable action by removing barriers
  6. Generate short-term wins
  7. Sustain acceleration
  8. Institute change

Many references use the original 1995/1996 wording: establish a sense of urgency; create the guiding coalition; develop a vision and strategy; communicate the change vision; empower broad-based action; generate short-term wins; consolidate gains and produce more change; anchor new approaches in the culture. Recognize both.

Resistance to change

The CSSBB exam expects you to recognize types of resistance and choose appropriate responses:

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More: DMAIC overview · Project charter · VOC & CTQ · SIPOC · MSA in DMAIC · Process capability · Data collection planning · Graphical analysis · Root cause analysis · Multi-vari analysis · Hypothesis testing · Regression · DOE · FMEA · Define tollgate · Change management · Financial benefits · Team dynamics · Improve tollgate · Piloting & scaling · Poka-yoke (BB) · Solution selection · Control plan · SPC in DMAIC · Sustaining gains

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